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|a 2001360629
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|a 21296692
|5 LACONCORD2021
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|a 9679620794
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|a (OCoLC)39652119
|5 LACONCORD2021
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|a 346.595/092/02632
|2 21
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|a Low, Chee Keong.
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| 245 |
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|a Securities regulation in Malaysia /
|c Low Chee Keong.
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| 260 |
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|a Kuala Lumpur :
|b Malayan Law Journal Sdn Bhb,
|c 1997.
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| 300 |
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|a xxiv, 495 p. :
|b ill. ;
|c 25 cm
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| 504 |
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|a Includes bibliographical references and index.
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|a Machine derived contents note: Chapter One -- OVERVIEW OF THE SECURITIES AND FUTURES -- INDUSTRIES IN MALAYSIA -- Introduction -- Classification of financial markets -- Primary and secondary markets -- Money and capital markets -- Exchange markets and over-the-counter markets -- Foreign exchange and commodities markets -- Markets for derivative financial instruments -- The need for securities and futures regulation -- The current framework -- Chapter Two -- REGULATION OF THE SECURITIES INDUSTRY -- Introduction -- Merit-based securities regulation : -- Disclosure-based securities regulation -- Principal regulatory bodies -- Securities Industry Act 1983 -- The regulation of exchanges and clearing houses -- Historical development -- Legal status of the KLSE -- Membership of the KLSE -- Supervision by the Securities Commission -- -- -- -- The organisational structure of the KLSE -- The KLSE group of companies -- Recent initiatives --
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|a Licensing and conduct of persons engaged in securities industry -- Broker-client relationship -- The licensing framework -- Application procedure -- Granting and renewal of licenses -- Dual licenses -- Conduct of securities business -- Disclosure requirements -- Audit requirements -- Compensation fund -- Securities Commission Act 1993 -- Background -- Organisational structure of the Securities Commission -- Funding of the Securities Commission -- Powers and functions of the Securities Commission -- Securities Commission Guidelines -- Enforcement and investigations -- Securities Industry (Central Depositories) Act 1991 -- The Companies Act 1965 -- Chapter Three -- LISTING REQUIREMENTS AND CONTINUING -- OBLIGATIONS -- Introduction -- Terminology -- Advantages and disadvantages of going public -- Types of listed securities -- Share capital -- Fixed income securities -- Warrants -- Capital raising exercises in 1994 and 1995 -- Procedure for initial public offering and listing --
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|a Requirements under the SC Guidelines -- Quantitative requirements -- Flexibility for Bumiputera-controlled companies -- Qualitative requirements -- Additional requirements for the listing of specific -- companies -- Price of issue/offer -- Underwriting arrangements -- Undertakings by substantial shareholders and promoters -- Preferential allocation -- Continuing obligations -- -- -- -- The KLSE listing requirements -- An overview -- Criteria for admission -- Shareholding spread -- Form and content of application -- Continuing obligations -- Disclosure of acquisitions and disposals -- Connected transactions -- Penalties -- Chapter Four -- PROSPECTUSES -- Introduction -- An overview of the role of the Securities Commission -- The ambit of section 32 of the Securities Commission -- Act 1993 -- The Securities Commission guidelines -- Requirements under the Companies Act -- The framework -- Offer to the public -- Registration and issue -- Contents of prospectuses --
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|a The KLSE listing requirements -- Comparison between the Companies Act and the listing -- requirements -- Supplemental prospectus -- Restrictions on allotment -- Share hawking -- Public offering of participatory interests -- Proposals for reform -- Deregulation of presentation -- Administrative changes -- Chapter Five -- REMEDIES FOR MISSTATEMENTS AND -- NON-DISCLOSURES IN PROSPECTUSES -- Introduction -- Civil liability under unenacted law -- Rescission against the other contracting party -- Damages from the other contracting party -- Damages from persons other than the other -- contracting party -- Statutory liability under the Companies Act 1965 -- Limitations of recovery under the Companies Act -- Criminal liability under the Companies Act -- -- -- -- Sanctions under securities laws -- Chapter Six -- PROHIBITED MARKET PRACTICES -- Introduction -- Shortselling -- Market manipulation and false information I -- Insider trading -- Chapter Seven -- TAKE-OVERS AND MERGERS --
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|a Introduction -- Economic overview of take-overs -- Pre-1995 regulatoryfraework -- Effect of the 1995 amendments -- Objectives of regulating take-overs -- The Take-Overs Code -- The new Code -- Application of theCodes -- The Take-Overs Code I e -- The new Code -- Exemptions under the Cods -- Procedure for take-overs -- Offer documents t -- Compulsory take-overs -- The existing system e -- The new system -- Partial take-overs -- The existing system -- The new system -- Duties of the board of the target company -- An overview -- Appointment of independent advisers -- Preparation of documents c -- Prohibited conduct under te Codes i -- Defensive strategies and tactics -- Foreign Investment Comiiriittee guidelines -- Policies and guidelines on offer/issueofsecurties -- Chapter Eight -- THE REGULATION OF FUTURES MARKETS -- Introduction -- The Kuala Lumpur Options And Financial Futures Exchang -- Tue Inutiy (Am -- future Idutr (Amedmen Ad ConsolidaCtonAc197... -- -- -- --
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|a The challenges ahead -- Chapter Nine -- RECENT DEVELOPMENTS -- Introduction -- The securities industry -- Establishment of Mesdaq -- Guidelines on the listing of foreign-based companies -- Shortening of settlement period -- The futures markets -- Ringgit bond market and securitisation -- Ringgit bond market -- Securitisation -- Education and training -- Appendices -- Index.
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| 650 |
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|a Securities
|x Law and legislation
|z Malaysia.
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|a Stock exchanges
|x Law and legislation
|z Malaysia.
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|3 Table of contents
|u http://www.loc.gov/catdir/toc/fy022/2001360629.html
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